Stock Fundamentals

Company Information

Company Name
Saratoga Investment Corp
Sector
Financial Services
Industry
Asset Management
Exchange
NYSE
ISIN: US80349A2087
CIK: 0001377936
CUSIP: 80349A109
Currency: USD
Full Time Employees: 1,768,642
Phone: 212 906 7800
Fiscal Year End: February
IPO Date: Mar 23, 2007
Description:

Saratoga Investment Corp. is a business development company specializing in leveraged and management buyouts, acquisition financings, growth financings, recapitalization, debt refinancing, and transitional financing transactions at the lower end of middle market companies. The fund structures its investments as debt and equity by investing through first and second lien loans, mezzanine debt, co-investments, select high yield bonds, senior secured bonds, unsecured bonds, and preferred and common equity. The fund prefers to invest in aerospace, automotive aftermarket and services, business products and services, consumer products and services, education, environmental services, industrial services, financial services, food and beverage, healthcare products and services, logistics, distribution, manufacturing, restaurants services, food services, software services, technology services, specialty chemical, media and telecommunications. The fund seeks to invest in the United States. The fund primarily invests between $60 million and $75 million in companies having EBITDA of $2 million or greater and revenues between $10 million and $150 million. It targets annual revenues between $8 and $250 million. The fund prefers to take a majority stake. The fund invests through direct lending as well as participation in loan syndicates.

Address:

535 Madison Avenue, New York, NY, United States, 10022

Directors & Officers

Name Title Year Born
Mr. Christian Long Oberbeck Chairman, President & CEO 1960
Mr. Henri J. Steenkamp Chief Compliance Officer, Secretary, Treasurer, CFO & Director 1976
Mr. David M. DeSantis COO, Portfolio Manager & Senior MD 1977
Mr. Michael Joseph Grisius Co-Managing Partner & CIO 1964
Mr. Richard A. Petrocelli CPA Managing Director 1968
Mr. Paul B. West Managing Director NA
Ms. Marissa Mann Andrews Managing Director NA
Mr. Thomas V. Inglesby J.D. MD & Portfolio Manager NA
Mr. John F. MacMurray MD & Portfolio Manager NA
Mr. Charles G. Phillips IV MD & Portfolio Manager 1948

Insider Trading

Date Insider Name Title Transaction Type Shares Price Value
May 04, 2023 Christian L Oberbeck N/A Purchase 2.00K $23.81 $47.62K

Institutional Holders

Holder Name Shares Date Reported % Out Value % Change
Lido Advisors, LLC 199.14K Mar 31, 2026 1.23% $0.01 0.00%
Private Advisor Group, LLC 165.14K Mar 31, 2026 1.02% $0.02 1.09%
Hennion & Walsh Asset Management Inc 137.68K Mar 31, 2026 0.85% $0.10 -2.68%
Legal & General Group PLC 122.94K Mar 31, 2026 0.76% $0.00 4.81%
LPL Financial Corp 114.00K Mar 31, 2026 0.70% $0.00 0.24%
Advisors Asset Management 106.63K Mar 31, 2026 0.66% $0.04 5.17%
Wells Fargo & Co 85.27K Mar 31, 2026 0.53% $0.00 2.94%
International Assets Investment Management, LLC 82.41K Mar 31, 2026 0.51% $0.12 33.33%
Two Sigma Investments LLC 54.75K Mar 31, 2026 0.34% $0.00 -18.90%
BlackRock Inc 54.60K Mar 31, 2026 0.34% $0.00 -42.65%
Ethos Financial Group LLC 52.85K Mar 31, 2026 0.33% $0.09 0.00%
Wealthcare Advisory Partners LLC 50.57K Mar 31, 2026 0.31% $0.02 2.23%
Palogic Value Management LP 46.68K Mar 31, 2026 0.29% $0.43 0.00%
Next Level Private LLC 43.53K Mar 31, 2026 0.27% $0.22 0.00%
Jb Capital Partners LP 33.85K Mar 31, 2026 0.21% $0.13 0.00%
Morgan Stanley - Brokerage Accounts 28.29K Mar 31, 2026 0.17% $0.00 -6.76%
The Colony Group LLC 27.71K Mar 31, 2026 0.17% $0.00 8.24%
UBS Group AG 27.28K Mar 31, 2026 0.17% $0.00 109.46%
Bi Asset Management Fondsmaeglerselskab A/S 27.03K Mar 31, 2026 0.17% $0.01 0.00%
Virtus Investment Advisors (VIA) 25.75K Mar 31, 2026 0.16% $0.16 -21.11%

Shares Statistics

Shares Outstanding: 16.27M
Shares Float: 13.62M
% Insiders: 1,367.50%
% Institutions: 1,176.40%
Short % Float: 4.48%

Fund Holdings

Rank Holder Name Shares Held % of Shares Change Date Reported
1 iShares Listed Private Eq ETF USD Dist 54.64K 0.34% ▲ 0.00% Apr 30, 2026
2 BankInvest Børsnoterede Alt. Akk. W 50.23K 0.31% ▲ 0.00% Oct 31, 2025
3 Undrly Fid DC L&G Fut Wld Mlt Asst MAGJ 28.47K 0.18% ▲ 5.94% Mar 31, 2026
4 Virtus Private Credit ETF 21.86K 0.13% ▼ 2.48% Apr 30, 2026
5 FID DC L&G Retirement Income MA Fund 5.54K 0.03% ▲ 0.00% Mar 31, 2026
6 WHITEWOLF Publicly Listed Priv Eq ETF 450.00 0.00% ▲ 0.00% Apr 30, 2026
7 FID DC L&G Multi Asset Fund 334.00 0.00% ▲ 4.38% Mar 31, 2026
8 AAM Business Dev Co Opps 2023-2 CA 100.00 0.00% ▲ 0.00% Dec 03, 2025
9 AAM Business Dev Co Opps 2025-2 CA 100.00 0.00% ▲ 0.00% Apr 30, 2026
10 ST CEFA Select BDC 31 CA 100.00 0.00% ▲ 0.00% Apr 30, 2026

Valuation Metrics

Enterprise Value: $1.09B
Trailing P/E: 9.70
Forward P/E: 11.43

Financial Highlights

Market Cap: $364.56M
P/E Ratio: $9.70
PEG Ratio: $0.00
Book Value: $25.59
Dividend/Share: $3.00
Dividend Yield: 13.12%
Earnings/Share: $2.31
Profit Margin: 29.12%
Operating Margin: 71.08%
ROA (TTM): 4.70%
ROE (TTM): 9.28%
Revenue (TTM): $125.71M
Revenue/Share (TTM): $7.93
Earnings Growth (YOY): 16.30%
Revenue Growth (YOY): -0.60%

Stock Price History

1 Year Price History

2 Years Price History

5 Years Price History

10 Years Price History

Financial Charts

Revenue & Net Income (Yearly)

Revenue & Net Income (Quarterly)

Operating Expenses (Yearly)

Operating Expenses (Quarterly)

Balance Sheet (Yearly)

Balance Sheet (Quarterly)

Assets Breakdown (Yearly)

Assets Breakdown (Quarterly)

Liabilities Breakdown (Yearly)

Liabilities Breakdown (Quarterly)

Earnings Per Share (EPS) History

Financial Ratios

Balance Sheet (Yearly)

Financial Ratios

Date Current Ratio Debt/Equity Debt/Assets Interest Coverage Debt/EBITDA
2026-02-28 0.36x 0.18x 0.65x 0.77x 1.84x
2025-02-28 27.93x 2.12x 0.67x 0.61x 26.00x
2024-02-29 0.03x 1,518.42x 0.69x 1.20x 9,502.33x
2023-02-28 0.15x 1,393.80x 0.68x 1.59x 8,025.63x
2022-02-28 16.22x 863.88x 0.59x 3.44x 4,493.57x
2021-02-28 5.87x 393.23x 0.49x 1.47x 5,998.87x
2020-02-29 7.52x 1,256.07x 0.43x 3.84x 6,783.12x
2019-02-28 14.06x 721.11x 0.62x 2.47x 4,028.76x
2018-02-28 96.69x 503.44x 0.60x 2.61x 2,529.12x
2017-02-28 175.60x 565.16x 0.60x 2.16x 3,374.35x
2016-02-29 93.78x 481.50x 0.58x 2.39x 2,980.80x
2015-02-28 93.81x 379.98x 0.53x 2.53x 2,494.35x
2014-02-28 3.54x 426.69x 0.47x 2.44x 3,263.92x
2013-02-28 7.32x 0.55x 0.38x 6.75x 3.52x
2012-02-29 0.13x 0.41x 0.22x 11.23x 2.74x
2011-02-28 1.14x 0.10x 0.13x 7.49x 0.46x
2010-02-28 0.19x 0.67x 0.43x -2.55x -133.68x
2009-02-28 2.97x 0.87x 0.48x 5.36x 1.40x
2008-02-29 1.59x 0.80x 0.49x -1.07x -16.14x
2007-02-28 0.00x 0.00x 1.13x N/A 0.00x

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