Prospect Capital Corporation

PSEC.US
Financial Services · Asset Management
2.23
+0.00 (+0.00%)
USD · NASDAQ

Company Information

Company Name
Prospect Capital Corporation
Sector
Financial Services
Industry
Asset Management
Exchange
NASDAQ
ISIN: US74348T1025
CIK: 0001287032
CUSIP: 74348T102
Currency: USD
Full Time Employees: 0
Phone: 212-448-0702
Fiscal Year End: June
IPO Date: Jul 27, 2004
Description:

Prospect Capital Corporation is a Private Equity, Private Debt and business development company. It specializes in middle market, lower-middle market, mature, mezzanine finance, later stage, emerging growth, leveraged buyouts, refinancing, acquisitions, recapitalizations, turnaround, growth capital, development, capital expenditures and subordinated debt tranches of collateralized loan obligations, cash flow term loans, market place lending and bridge transactions. It also makes real estate investments particularly in multi-family residential real estate asset class. The fund makes secured debt, senior debt, senior and secured term loans, unitranche debt, first-lien and second lien, private debt, private equity, mezzanine debt, and equity investments in private and microcap public businesses. It focuses on both primary origination and secondary loans/portfolios and invests in situations like debt financings for private equity sponsors, acquisitions, dividend recapitalizations, growth financings, bridge loans, cash flow term loans, real estate financings/investments. It also focuses on investing in small-sized and medium-sized private companies rather than large public companies. The fund typically invests across all industry sectors, with a particular expertise in the energy and industrial sectors. It invests in aerospace and defense, chemicals, conglomerate services, consumer services, ecological, electronics, financial services, machinery, manufacturing, media, pharmaceuticals, retail, software, specialty minerals, textiles and leather, transportation, oil and gas production, coal production, materials, industrials, consumer discretionary, information technology, utilities, pipeline, storage, power generation and distribution, renewable and clean energy, oilfield services, healthcare, food and beverage, education, business services, and other select sectors. It prefers to invest in the United States and Canada. The fund seeks to invest between $10 million to $500 million per transaction in companies with EBITDA

Address:

10 East 40th Street, New York, NY, United States, 10016

People

Directors & Officers

Name Title Year Born
Mr. John Francis Barry III, J.D. Chairman of the Board & CEO 1952
Mr. Michael Grier Eliasek President & COO 1974
Ms. Kristin Lea Van Dask CPA CFO, Treasurer, Secretary & Chief Compliance Officer 1980
Mr. Al Faella Chief Technology Officer NA
Ms. Daria Becker MD & Head of Administration NA
Ms. Rosa Mark-Brown VP of Human Resources NA
Mr. Bart J. deBie J.D. Managing Director 1973
Mr. David L. Belzer Managing Director 1969
Mr. David Moszer Managing Director NA
Mr. Steven Stone CPA Chief Credit Officer NA

Insider Trading

Date Insider Name Title Transaction Type Shares Price Value
Feb 11, 2026 M Grier Eliasek N/A Purchase 942.80K $2.92 $2.75M
Sep 25, 2025 John F Barry N/A Purchase 925.00K $2.72 $2.52M
Sep 25, 2025 M Grier Eliasek N/A Purchase 370.00K $2.71 $1.00M
Sep 24, 2025 John F Barry N/A Purchase 741.16K $2.62 $1.94M
Sep 23, 2025 John F Barry N/A Purchase 384.00K $2.66 $1.02M
Sep 22, 2025 John F Barry N/A Purchase 374.50K $2.66 $996.17K
Sep 17, 2025 Eugene S Stark N/A Purchase 2.50K $2.79 $6.98K
Jun 23, 2025 John F Barry N/A Purchase 319.00K $3.16 $1.01M
Jun 20, 2025 John F Barry N/A Purchase 623.30K $3.19 $1.99M

Shareholders

Institutional Holders

Holder Name Shares Date Reported % Out Value % Change
Two Sigma Investments LLC 15.85M Mar 31, 2026 3.16% $0.03 142.61%
Private Management Group Inc 13.54M Mar 31, 2026 2.70% $1.02 319.72%
Two Sigma Advisers, LLC 8.94M Dec 31, 2025 1.79% $0.05 32.05%
Van Eck Associates Corporation 7.30M Mar 31, 2026 1.46% $0.01 -24.34%
UBS Group AG 5.47M Mar 31, 2026 1.09% $0.00 9.69%
Marshall Wace Asset Management Ltd 4.75M Mar 31, 2026 0.95% $0.01 -23.53%
Gendell Jeffrey L 4.01M Mar 31, 2026 0.80% $0.14 7.55%
Legal & General Group PLC 3.64M Mar 31, 2026 0.73% $0.00 9.61%
Independent Financial Group, LLC 3.46M Mar 31, 2026 0.69% $0.20 155.40%
Morgan Stanley - Brokerage Accounts 2.45M Mar 31, 2026 0.49% $0.00 -23.59%
Private Advisor Group, LLC 1.71M Mar 31, 2026 0.34% $0.02 0.37%
Susquehanna International Group, LLP 1.70M Mar 31, 2026 0.34% $0.00 3.44%
BlackRock Inc 1.57M Mar 31, 2026 0.31% $0.00 -34.14%
Tudor Investment Corp Et AL 1.46M Mar 31, 2026 0.29% $0.01 -35.21%
LPL Financial Corp 951.56K Mar 31, 2026 0.19% $0.00 15.88%
GraniteShares Advisors LLC 951.11K Mar 31, 2026 0.19% $1.79 -10.27%
Commonwealth Equity Services, LLC 800.31K Mar 31, 2026 0.16% $0.00 20.70%
Tactive Advisors LLC 585.11K Jun 30, 2026 0.12% $0.33 0.54%
Jane Street Group LLC 584.20K Mar 31, 2026 0.12% $0.00 19.28%
180 WEALTH ADVISORS, LLC 580.99K Jun 30, 2026 0.12% $0.13 45.06%

Fund Holdings

Rank Holder Name Shares Held % of Shares Change Date Reported
1 VanEck BDC Income ETF 7.43M 1.48% ▲ 0.00% Jun 30, 2026
2 iShares Listed Private Eq ETF USD Dist 1.32M 0.26% ▲ 0.00% Jun 30, 2026
3 GraniteShares HIPS US High Income ETF 1.09M 0.22% ▲ 0.53% Jun 30, 2026
4 Virtus Private Credit ETF 428.61K 0.09% ▲ 0.00% Jun 30, 2026
5 DNB Fund Listed Private Equity A EURDist 401.66K 0.08% ▲ 0.00% May 31, 2026
6 Catalyst/SMH Total Return Income A 200.74K 0.04% ▲ 0.00% Mar 31, 2026
7 Mediobanca SICAV PE Strat C 148.64K 0.03% ▲ 2.52% Jun 30, 2026
8 Movestic Global Investmentbolag 103.50K 0.02% ▲ 0.00% Jun 30, 2026
9 Compass Dva D Priv Usa Fo de Inv A 93.35K 0.02% ▲ 16.18% Sep 30, 2025
10 ProShares Global Listed Private Equity 69.01K 0.01% ▲ 0.00% Jun 29, 2026

Financial Highlights

Market Cap: $1.12B
PEG Ratio: $1.55
Book Value: $6.05
Dividend/Share: $0.54
Dividend Yield: 25.47%
Earnings/Share: $-0.37
Profit Margin: -5.80%
Operating Margin: 73.30%
ROA (TTM): 4.30%
ROE (TTM): -0.80%
Revenue (TTM): $650.64M
Revenue/Share (TTM): $1.39
Earnings Growth (YOY): -78.20%
Revenue Growth (YOY): -12.10%

Valuation Metrics

Enterprise Value: $4.43B
Trailing P/E: 0.00
Forward P/E: 9.37

Shares Statistics

Shares Outstanding: 501.01M
Shares Float: 0.00
% Insiders: 2,735.60%
% Institutions: 1,784.80%
Short % Float: 7.30%

Stock Price History

1 Year Price History

2 Years Price History

5 Years Price History

10 Years Price History

Financial Charts

Revenue & Net Income (Yearly)

Revenue & Net Income (Quarterly)

Operating Expenses (Yearly)

Operating Expenses (Quarterly)

Balance Sheet (Quarterly)

Assets Breakdown (Yearly)

Assets Breakdown (Quarterly)

Liabilities Breakdown (Yearly)

Liabilities Breakdown (Quarterly)

Income Statement Waterfall

Open full waterfall
Line Item
Step Type
Value
Revenue
adjust
$-276.83M
Cost of Goods Sold
adjust
$-130.11M
Gross Profit
subtotal
$-406.94M
SG&A
adjust
$-45.79M
Other Operating Expense
adjust
$-17.20M
Operating Income
subtotal
$-469.92M
Net Income
subtotal
$-469.92M

Earnings Per Share (EPS) History

Financial Ratios

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