Stock Fundamentals

Company Information

Company Name
Prospect Capital Corporation
Sector
Financial Services
Industry
Asset Management
Exchange
NASDAQ
ISIN: US74348T1025
CIK: 0001287032
CUSIP: 74348T102
Currency: USD
Full Time Employees: 0
Phone: 212-448-0702
Fiscal Year End: June
IPO Date: Jul 27, 2004
Description:

Prospect Capital Corporation is a business development company. It specializes in middle market, mature, mezzanine finance, later stage, emerging growth, leveraged buyouts, refinancing, acquisitions, recapitalizations, turnaround, growth capital, development, capital expenditures and subordinated debt tranches of collateralized loan obligations, cash flow term loans, market place lending and bridge transactions. It also makes real estate investments particularly in multi-family residential real estate asset class. The fund makes secured debt, senior debt, senior and secured term loans, unitranche debt, first-lien and second lien, private debt, private equity, mezzanine debt, and equity investments in private and microcap public businesses. It focuses on both primary origination and secondary loans/portfolios and invests in situations like debt financings for private equity sponsors, acquisitions, dividend recapitalizations, growth financings, bridge loans, cash flow term loans, real estate financings/investments. It also focuses on investing in small-sized and medium-sized private companies rather than large public companies. The fund typically invests across all industry sectors, with a particular expertise in the energy and industrial sectors. It invests in aerospace and defense, chemicals, conglomerate services, consumer services, ecological, electronics, financial services, machinery, manufacturing, media, pharmaceuticals, retail, software, specialty minerals, textiles and leather, transportation, oil and gas production, coal production, materials, industrials, consumer discretionary, information technology, utilities, pipeline, storage, power generation and distribution, renewable and clean energy, oilfield services, healthcare, food and beverage, education, business services, and other select sectors. It prefers to invest in the United States and Canada. The fund seeks to invest between $10 million to $500 million per transaction in companies with EBITDA between $5 million and $150 million, sales value betw

Address:

10 East 40th Street, New York, NY, United States, 10016

Directors & Officers

Name Title Year Born
Mr. John Francis Barry III, J.D. Chairman of the Board & CEO 1952
Mr. Michael Grier Eliasek President & COO 1974
Ms. Kristin Lea Van Dask CPA CFO, Treasurer, Secretary & Chief Compliance Officer 1980
Mr. Al Faella Chief Technology Officer NA
Ms. Daria Becker MD & Head of Administration NA
Mr. Bart J. deBie J.D. Managing Director 1973
Mr. David L. Belzer Managing Director 1969
Mr. David Moszer Managing Director NA
Mr. Steven Stone CPA Chief Credit Officer NA
Mr. Robert Melman CPA Managing Director NA

Insider Trading

Date Insider Name Title Transaction Type Shares Price Value
Feb 11, 2026 M Grier Eliasek N/A Purchase 942.80K $2.92 $2.75M
Sep 25, 2025 John F Barry N/A Purchase 925.00K $2.72 $2.52M
Sep 25, 2025 M Grier Eliasek N/A Purchase 370.00K $2.71 $1.00M
Sep 24, 2025 John F Barry N/A Purchase 741.16K $2.62 $1.94M
Sep 23, 2025 John F Barry N/A Purchase 384.00K $2.66 $1.02M
Sep 22, 2025 John F Barry N/A Purchase 374.50K $2.66 $996.17K
Sep 17, 2025 Eugene S Stark N/A Purchase 2.50K $2.79 $6.98K
Jun 23, 2025 John F Barry N/A Purchase 319.00K $3.16 $1.01M
Jun 20, 2025 John F Barry N/A Purchase 623.30K $3.19 $1.99M

Institutional Holders

Holder Name Shares Date Reported % Out Value % Change
Two Sigma Investments LLC 15.85M Mar 31, 2026 3.25% $0.03 142.61%
Private Management Group Inc 13.54M Mar 31, 2026 2.77% $1.02 319.72%
Two Sigma Advisers, LLC 8.94M Dec 31, 2025 1.83% $0.05 32.05%
Van Eck Associates Corporation 7.30M Mar 31, 2026 1.50% $0.01 -24.34%
UBS Group AG 5.47M Mar 31, 2026 1.12% $0.00 9.69%
Marshall Wace Asset Management Ltd 4.75M Mar 31, 2026 0.97% $0.01 -23.53%
Gendell Jeffrey L 4.01M Mar 31, 2026 0.82% $0.14 7.55%
Legal & General Group PLC 3.64M Mar 31, 2026 0.75% $0.00 9.61%
Morgan Stanley - Brokerage Accounts 2.45M Mar 31, 2026 0.50% $0.00 -23.59%
Private Advisor Group, LLC 1.71M Mar 31, 2026 0.35% $0.02 0.37%
Susquehanna International Group, LLP 1.70M Mar 31, 2026 0.35% $0.00 3.44%
BlackRock Inc 1.57M Mar 31, 2026 0.32% $0.00 -34.14%
Tudor Investment Corp Et AL 1.46M Mar 31, 2026 0.30% $0.01 -35.21%
LPL Financial Corp 951.56K Mar 31, 2026 0.20% $0.00 15.88%
GraniteShares Advisors LLC 951.11K Mar 31, 2026 0.19% $1.79 -10.27%
Commonwealth Equity Services Inc 800.31K Mar 31, 2026 0.16% $0.00 20.70%
Jane Street Group LLC 584.20K Mar 31, 2026 0.12% $0.00 19.28%
Tactive Advisors LLC 581.99K Mar 31, 2026 0.12% $0.43 0.55%
Naviter Wealth, LLC 570.79K Mar 31, 2026 0.12% $0.19 48.56%
LSV Asset Management 535.84K Mar 31, 2026 0.11% $0.00 0.00%

Shares Statistics

Shares Outstanding: 501.01M
Shares Float: 0.00
% Insiders: 2,694.40%
% Institutions: 1,801.70%
Short % Float: 8.76%

Fund Holdings

Rank Holder Name Shares Held % of Shares Change Date Reported
1 VanEck BDC Income ETF 5.97M 1.22% ▲ 0.28% Apr 30, 2026
2 iShares Listed Private Eq ETF USD Dist 1.35M 0.28% ▲ 0.00% Apr 30, 2026
3 GraniteShares HIPS US High Income ETF 996.95K 0.20% ▲ 0.00% Apr 30, 2026
4 DNB Fund Listed Private Equity A EURDist 401.66K 0.08% ▲ 0.00% Mar 31, 2026
5 Virtus Private Credit ETF 286.88K 0.06% ▼ 2.48% Apr 30, 2026
6 Catalyst/SMH Total Return Income A 200.74K 0.04% ▲ 0.00% Dec 31, 2025
7 Mediobanca SICAV PE Strat C 144.99K 0.03% ▲ 0.00% Apr 30, 2026
8 Movestic Global Investmentbolag 103.50K 0.02% ▲ 0.00% Apr 30, 2026
9 Kingsbarn Dividend Opportunity ETF 87.82K 0.02% ▲ 0.00% Apr 30, 2026
10 ProShares Global Listed Private Equity 71.21K 0.01% ▲ 0.00% Apr 30, 2026

Valuation Metrics

Enterprise Value: $4.44B
Trailing P/E: 0.00
Forward P/E: 9.37

Financial Highlights

Market Cap: $1.13B
PEG Ratio: $1.55
Book Value: $6.05
Dividend/Share: $0.54
Dividend Yield: 22.31%
Earnings/Share: $-0.37
Profit Margin: -5.80%
Operating Margin: 73.30%
ROA (TTM): 4.30%
ROE (TTM): -0.80%
Revenue (TTM): $650.64M
Revenue/Share (TTM): $1.39
Earnings Growth (YOY): -78.20%
Revenue Growth (YOY): -12.10%

Stock Price History

1 Year Price History

2 Years Price History

5 Years Price History

10 Years Price History

Financial Charts

Revenue & Net Income (Yearly)

Revenue & Net Income (Quarterly)

Operating Expenses (Yearly)

Operating Expenses (Quarterly)

Balance Sheet (Yearly)

Balance Sheet (Quarterly)

Assets Breakdown (Yearly)

Assets Breakdown (Quarterly)

Liabilities Breakdown (Yearly)

Liabilities Breakdown (Quarterly)

Earnings Per Share (EPS) History

Financial Ratios

Balance Sheet (Yearly)

Financial Ratios

Date Current Ratio Debt/Equity Debt/Assets Interest Coverage Debt/EBITDA
2025-06-30 0.51x 0.01x 0.56x -3.61x -0.08x
2024-06-30 0.68x 0.04x 0.53x 1.79x 0.60x
2023-06-30 0.77x 0.02x 0.53x -0.69x -0.81x
2022-06-30 0.29x 0.08x 0.46x 4.96x 0.59x
2021-06-30 1.78x 0.07x 0.37x 7.38x 0.28x
2020-06-30 1.14x 0.15x 0.42x -0.11x -27.77x
2019-06-30 2.44x 0.94x 0.43x 1.92x 10.35x
2018-06-30 0.45x 0.92x 0.42x 1.93x 10.41x
2017-06-30 0.15x 1.07x 0.46x 1.77x 14.15x
2016-06-30 0.17x 1.09x 0.45x 0.70x 36.34x
2015-06-30 0.33x 1.04x 0.46x 2.32x 11.13x
2014-06-30 2.15x 0.95x 0.44x 2.85x 10.72x
2013-06-30 4.47x 0.63x 0.40x 2.89x 7.63x
2012-06-30 0.87x 0.51x 0.33x 4.95x 4.00x
2011-06-30 0.63x 0.44x 0.28x 5.35x 3.61x
2010-06-30 0.62x 0.28x 0.15x 2.35x 10.16x
2009-06-30 0.84x 0.47x 0.20x 8.64x 4.69x
2008-06-30 0.10x 0.42x 0.21x 5.37x 5.26x
2007-06-30 5.26x 0.01x 0.20x 12.16x 0.14x
2006-06-30 4.84x 0.26x 0.22x 13.33x 3.73x
2005-06-30 0.18x 0.40x 0.01x 0.07x 16.96x
2004-06-30 0.61x -0.08x 3.31x N/A N/A

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