MFIC

MidCap Financial Investment Corporation

MFIC.US midcapfinancialic.com
9.07
+0.03 (+0.33%)
USD · NASDAQ
52-week range
8.63
11.50
Trading at 15% of the 52-week range
Market Cap
744.65M
P/E Ratio
0.00
Forward P/E
7.32
Book Value
13.37
Div. Yield
15.25%
% Institutions
40.49%
% Insiders
0.910%

1 Year

-18.5%

3 Year

-1.5%

10 Year

+68.5%
Description

MidCap Financial Investment Corporation is a Private Debt, business development company and a closed-end, externally managed, non-diversified management investment company. It is elected to be treated as a business development company ("BDC") under the Investment Company Act of 1940 (the "1940 Act") specializing in private equity investments in leveraged buyouts, acquisitions, recapitalizations, growth capital, refinancing and private middle market companies. It provides direct equity capital, mezzanine, first lien secured loans, stretch senior loans, unitranche loans, second lien secured loans and senior secured loans, unsecured debt, and subordinated debt and loans. It also seeks to invest in PIPES transactions. The fund may also invest in securities of public companies that are thinly traded and may acquire investments in the secondary market and structured products. It prefers to invest in preferred equity, common equity / interests and warrants and makes equity co-investments. It may invest in cash equivalents, U.S. government securities, high-quality debt investments that mature in one year or less, high-yield bonds, distressed debt, non-U.S. investments, or securities of public companies that are not thinly traded. It also focuses on other investments such as collateralized loan obligations ("CLOs") and credit-linked notes ("CLNs"). The fund typically invests in construction and building materials, business services, plastics & rubber, advertising, capital equipment, education, cable television, chemicals, consumer products/goods durable and non-durable and customer services, direct marketing, energy " oil & gas, electricity and utilities. The fund also invest in aerospace & defense, wholesale, telecommunications, financial services, hotel, gaming, leisure, restaurants; environmental industries, healthcare and pharmaceuticals, high tech industries, beverages, food and tobacco, manufacturing, media " diversified & production, printing and publishing, retail, automation, aviation and consumer transport, tran

Company Information

Company Name
MidCap Financial Investment Corporation
Sector
Financial Services
Industry
Asset Management
Exchange
NASDAQ
ISIN: US03761U5020
CIK: 0001278752
CUSIP: 03761U502
Currency: USD
Full Time Employees: 0
Phone: 212 515 3200
Fiscal Year End: December
IPO Date: May 05, 2004
Description:

MidCap Financial Investment Corporation is a Private Debt, business development company and a closed-end, externally managed, non-diversified management investment company. It is elected to be treated as a business development company ("BDC") under the Investment Company Act of 1940 (the "1940 Act") specializing in private equity investments in leveraged buyouts, acquisitions, recapitalizations, growth capital, refinancing and private middle market companies. It provides direct equity capital, mezzanine, first lien secured loans, stretch senior loans, unitranche loans, second lien secured loans and senior secured loans, unsecured debt, and subordinated debt and loans. It also seeks to invest in PIPES transactions. The fund may also invest in securities of public companies that are thinly traded and may acquire investments in the secondary market and structured products. It prefers to invest in preferred equity, common equity / interests and warrants and makes equity co-investments. It may invest in cash equivalents, U.S. government securities, high-quality debt investments that mature in one year or less, high-yield bonds, distressed debt, non-U.S. investments, or securities of public companies that are not thinly traded. It also focuses on other investments such as collateralized loan obligations ("CLOs") and credit-linked notes ("CLNs"). The fund typically invests in construction and building materials, business services, plastics & rubber, advertising, capital equipment, education, cable television, chemicals, consumer products/goods durable and non-durable and customer services, direct marketing, energy " oil & gas, electricity and utilities. The fund also invest in aerospace & defense, wholesale, telecommunications, financial services, hotel, gaming, leisure, restaurants; environmental industries, healthcare and pharmaceuticals, high tech industries, beverages, food and tobacco, manufacturing, media " diversified & production, printing and publishing, retail, automation, aviation and consumer transport, tran

Address:

Nine West 57th Street, New York, NY, United States, 10019

People

Directors & Officers

Name Title Year Born
Mr. Tanner Powell CEO & Executive Chairman 1980
Mr. Ted McNulty President & Chief Investment Officer for Apollo Investment Management 1975
Mr. Kenneth Seifert CFO & Treasurer 1978
Mr. Joseph Durkin Chief Accounting Officer 1990
Ms. Kristin Marie Hester Chief Legal Officer, Secretary & VP 1980
Mr. Ryan Louis Michael Del Giudice VP & Chief Compliance Officer 1990
Ms. Elizabeth Besen Investor Relations Manager NA
Mr. Justin Sendak Managing Director 1969
Mr. Daniel L. Vogel Managing Director NA
Mr. Patrick Ryan Chief Credit Officer of AIM NA

Insider Trading

Date Insider Name Title Transaction Type Shares Price Value
Mar 10, 2025 Emanuel R Pearlman N/A Purchase 1.00K $13.09 $13.09K
Aug 12, 2024 Emanuel R Pearlman N/A Purchase 1.00K $12.98 $12.98K

Shareholders

Institutional Holders

Holder Name Shares Date Reported % Out Value % Change
Thornburg Investment Management Inc 3.24M Mar 31, 2026 3.93% $0.38 3.19%
Apollo Management Holdings LP 2.35M Mar 31, 2026 2.85% $0.35 -1.68%
Soros Fund Management LLC 1.94M Mar 31, 2026 2.36% $0.24 0.00%
Next Capital Management LLC 1.90M Jun 30, 2026 2.31% $5.17 1.50%
UBS Group AG 1.82M Mar 31, 2026 2.21% $0.00 -10.18%
Van Eck Associates Corporation 1.81M Mar 31, 2026 2.20% $0.02 -21.99%
Morgan Stanley - Brokerage Accounts 1.61M Mar 31, 2026 1.96% $0.00 -7.40%
Amvescap Plc. 1.29M Mar 31, 2026 1.57% $0.00 42.10%
Wellington Management Company LLP 1.08M Jun 30, 2026 1.31% $0.00 0.00%
Muzinich & Co Inc 744.42K Jun 30, 2026 0.90% $2.56 3.90%
Legal & General Group PLC 725.41K Mar 31, 2026 0.88% $0.00 11.29%
Sumitomo Mitsui Trust Group Inc 549.58K Jun 30, 2026 0.67% $0.00 0.00%
CURA WEALTH ADVISORS, LLC 512.82K Jun 30, 2026 0.62% $2.21 -16.47%
Beach Point Capital Management LP 440.36K Jun 30, 2026 0.53% $1.72 0.00%
Condor Capital Management 434.23K Mar 31, 2026 0.53% $0.41 -4.82%
Foundations Investment Advisors, LLC 433.54K Mar 31, 2026 0.53% $0.06 -10.88%
Franklin Templeton Inc 428.64K Mar 31, 2026 0.52% $0.00 -3.74%
BlackRock Inc 403.87K Mar 31, 2026 0.49% $0.00 27.72%
Ethos Financial Group LLC 391.81K Jun 30, 2026 0.48% $0.26 -0.45%
Davidson D A & Co 374.28K Jun 30, 2026 0.45% $0.02 3.74%

Fund Holdings

Rank Holder Name Shares Held % of Shares Change Date Reported
1 Thornburg Investment Income Builder Sep 3.24M 3.93% ▲ 0.00% Jul 31, 2026
2 Thornburg Investment Income Builder A 3.24M 3.93% ▲ 0.00% Jul 31, 2026
3 VanEck BDC Income ETF 1.62M 1.97% ▲ 0.34% Aug 29, 2026
4 Invesco KBW High Dividend Yld Fincl ETF 1.07M 1.30% ▲ 0.00% Aug 31, 2026
5 Accelerate Divers Crdt Inc ETF 400.48K 0.49% ▲ 5.81% Aug 31, 2026
6 iShares Listed Private Eq ETF USD Dist 357.47K 0.43% ▲ 0.00% Aug 28, 2026
7 BankInvest Børsnoterede Alt. Akk. W 249.31K 0.30% ▲ 0.00% Feb 28, 2026
8 FID DC L&G Diversified Fund 146.72K 0.18% ▲ 7.98% Jun 30, 2026
9 DNB Fund Listed Private Equity A EURDist 127.08K 0.15% ▲ 0.00% Jul 31, 2026
10 Lazard Listed Private Mkts EA Acc GBP 121.81K 0.15% ▲ 37.39% May 31, 2026

Financial Highlights

Market Cap: $744.65M
PEG Ratio: $3.12
Book Value: $13.37
Dividend/Share: $1.38
Dividend Yield: 15.25%
Earnings/Share: $-0.35
Profit Margin: -9.85%
Operating Margin: 87.71%
ROA (TTM): 5.10%
ROE (TTM): -2.39%
Revenue (TTM): $300.98M
Revenue/Share (TTM): $3.35
Earnings Growth (YOY): -3.90%
Revenue Growth (YOY): -16.00%

Valuation Metrics

Enterprise Value: $2.44B
Trailing P/E: 0.00
Forward P/E: 7.32

Shares Statistics

Shares Outstanding: 82.37M
Shares Float: 0.00
% Insiders: 0.910%
% Institutions: 40.49%
Short % Float: 3.39%

Stock Price History

1 Year Price History

3 Years Price History

10 Years Price History

Financial Charts

Revenue, Net Income & Operating Cash Flow (Yearly)

Revenue, Net Income & Operating Cash Flow (Quarterly)

Operating Expenses (Yearly)

Operating Expenses (Quarterly)

Balance Sheet (Quarterly)

Assets Breakdown (Yearly)

Assets Breakdown (Quarterly)

Liabilities Breakdown (Yearly)

Liabilities Breakdown (Quarterly)

Income Statement Waterfall

Open full waterfall
Line Item
Step Type
Value
Revenue
adjust
$274.39M
Cost of Goods Sold
adjust
$-45.54M
Gross Profit
subtotal
$228.85M
SG&A
adjust
$-6.30K
Other Operating Expense
adjust
$-32.27M
Operating Income
subtotal
$196.57M
Other / Non-Operating Items
adjust
$-133.40M
Net Income
subtotal
$63.17M

Earnings Per Share (EPS) History

Financial Ratios

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