Stock Fundamentals

Company Information

Company Name
Capital Southwest Corporation
Sector
Financial Services
Industry
Asset Management
Exchange
NASDAQ
ISIN: US1405011073
CIK: 0000017313
CUSIP: 140501123
Currency: USD
Full Time Employees: 36
Phone: 214-238-5700
Fiscal Year End: March
IPO Date: Mar 27, 1990
Description:

Capital Southwest Corporation is a business development company. The firm specializes in credit and private equity and venture capital investments in lower middle market companies, mezzanine, later stage, mature, late venture, emerging growth, buyouts, industry consolidation, recapitalizations and growth capital investments. The firm does not invest in startups, publicly traded companies, real estate developments, project finance opportunities, oil and gas exploration businesses, troubled companies, turnarounds, and companies in which significant senior management is departing. In lower middle market, the firm typically invests in growth financing, bolt-on acquisitions, new platform acquisitions, refinancing, dividend recapitalizations, sponsor-led buyouts, and management buyout situations. The investment structures are unitranche debt, subordinated debt, senior debt, first and second lien debt, and preferred and common equity. The firm makes equity co-investments alongside debt investments, up to 20 percent of total check and only makes non-control investments. The firm is industry agnostic, but it prefers to invest in industrial manufacturing and services, value-added distribution, healthcare products and services, business services, specialty chemicals, food and beverage, tech-enabled services and SaaS models. The firm seeks to invest in energy services and products, industrial technologies, and specialty chemicals and products. Within energy services and products, the firm seeks to invest in each segment of the industry, including upstream, midstream and downstream, excluding exploration and production, with a focus on differentiated products and services, equipment and tool rental, consumable products, and drilling and completion chemicals. Within industrial technologies, it seeks to invest in automation and process controls, handling and packaging equipment, industrial filtration and fluid handling, measurement, monitoring and testing, professional tools, and sensors and instrumentation. Within specialty ch

Address:

8333 Douglas Avenue, Dallas, TX, United States, 75225

Directors & Officers

Name Title Year Born
Mr. David R. Brooks Board chairman & Director 1959
Mr. Michael Scott Sarner President, Board Member & CEO 1973
Ms. Amy Baker CPA Executive VP of Accounting NA
Ms. Tabitha Geiger Chief Compliance Officer NA
Mr. Ryan Kelly Managing Director NA
Mr. Grant Eason Managing Director NA
Mr. Ryan Mullins Managing Director NA
Mr. James Stafford Assistant Controller NA
Mr. Will Riley Principal NA
Mr. Garrett Hancock Vice President NA

Insider Trading

Date Insider Name Title Transaction Type Shares Price Value
Oct 01, 2025 Ramona Lynn Rogers-Windsor N/A Purchase 463.00 $21.55 $9.98K
Jun 23, 2025 Ramona Lynn Rogers-Windsor N/A Purchase 471.00 $21.19 $9.98K
May 27, 2025 Christine Battist N/A Purchase 476.00 $20.87 $9.93K

Institutional Holders

Holder Name Shares Date Reported % Out Value % Change
Two Sigma Investments LLC 2.35M Mar 31, 2026 3.95% $0.04 123.91%
Van Eck Associates Corporation 1.13M Mar 31, 2026 1.90% $0.02 -18.31%
SMH Capital Inc. 1.11M Mar 31, 2026 1.87% $3.90 0.00%
Two Sigma Advisers, LLC 1.06M Dec 31, 2025 1.79% $0.05 6.85%
Sound Income Strategies 903.33K Mar 31, 2026 1.52% $0.96 1.96%
UBS Group AG 854.13K Mar 31, 2026 1.44% $0.00 4.53%
Empowered Funds, LLC 619.10K Mar 31, 2026 1.04% $0.09 0.00%
Empirical Finance, LLC 618.87K Mar 31, 2026 1.04% $0.64 0.00%
Melia Wealth LLC 515.48K Mar 31, 2026 0.87% $5.52 2.48%
Cetera Investment Advisers 452.70K Mar 31, 2026 0.76% $0.01 6.61%
Legal & General Group PLC 443.14K Mar 31, 2026 0.75% $0.00 13.75%
Muzinich & Co Inc 426.24K Mar 31, 2026 0.72% $3.30 0.22%
Columbus Macro, LLC 357.78K Mar 31, 2026 0.60% $0.85 3.55%
Franklin Resources Inc 329.12K Mar 31, 2026 0.55% $0.00 25.48%
EPIQ PARTNERS, LLC 312.33K Mar 31, 2026 0.53% $3.23 0.44%
Sumitomo Mitsui Trust Group Inc 284.78K Mar 31, 2026 0.48% $0.00 0.00%
BlackRock Inc 276.49K Mar 31, 2026 0.47% $0.00 -34.52%
Womack Financial LLC 232.28K Mar 31, 2026 0.39% $3.78 6.98%
LPL Financial Corp 231.71K Mar 31, 2026 0.39% $0.00 7.88%
Millennium Management LLC 204.55K Mar 31, 2026 0.34% $0.00 3.74%

Shares Statistics

Shares Outstanding: 62.14M
Shares Float: 60.45M
% Insiders: 272.40%
% Institutions: 2,864.60%
Short % Float: 7.16%

Fund Holdings

Rank Holder Name Shares Held % of Shares Change Date Reported
1 VanEck BDC Income ETF 1.01M 1.71% ▲ 0.28% Apr 30, 2026
2 Militia Long/Short Equity ETF 585.56K 0.98% ▼ 6.37% Apr 30, 2026
3 Putnam BDC Income ETF 358.83K 0.60% ▲ 3.41% Apr 30, 2026
4 Columbus Macro Alternative High-Yield 344.95K 0.58% ▲ 11.67% Mar 31, 2026
5 iShares Listed Private Eq ETF USD Dist 233.70K 0.39% ▲ 0.00% Apr 30, 2026
6 GraniteShares HIPS US High Income ETF 115.19K 0.19% ▲ 0.00% Apr 30, 2026
7 Undrly Fid DC L&G Fut Wld Mlt Asst MAGJ 102.61K 0.17% ▲ 14.96% Mar 31, 2026
8 FID DC L&G Diversified Fund 89.15K 0.15% ▲ 2.32% Apr 30, 2026
9 First Trust Specialty Finance 65.35K 0.11% ▲ 0.00% Apr 30, 2026
10 Cozad US Equity Income SMA 56.33K 0.09% ▲ 4.67% Apr 30, 2026

Valuation Metrics

Enterprise Value: $1.76B
Trailing P/E: 12.19
Forward P/E: 11.14

Financial Highlights

Market Cap: $1.44B
EBITDA: $210.18M
P/E Ratio: $12.19
PEG Ratio: $12.54
Book Value: $16.69
Dividend/Share: $2.32
Dividend Yield: 9.83%
Earnings/Share: $1.90
Profit Margin: 48.68%
Operating Margin: 75.82%
ROA (TTM): 6.26%
ROE (TTM): 11.93%
Revenue (TTM): $232.10M
Revenue/Share (TTM): $4.11
Earnings Growth (YOY): 28.70%
Revenue Growth (YOY): -4.00%

Stock Price History

1 Year Price History

2 Years Price History

5 Years Price History

10 Years Price History

Financial Charts

Revenue & Net Income (Yearly)

Revenue & Net Income (Quarterly)

Operating Expenses (Yearly)

Operating Expenses (Quarterly)

Balance Sheet (Yearly)

Balance Sheet (Quarterly)

Assets Breakdown (Yearly)

Assets Breakdown (Quarterly)

Liabilities Breakdown (Yearly)

Liabilities Breakdown (Quarterly)

Earnings Per Share (EPS) History

Financial Ratios

Balance Sheet (Yearly)

Financial Ratios

Date Current Ratio Debt/Equity Debt/Assets Interest Coverage Debt/EBITDA
2026-03-31 N/A 0.00x 0.54x 2.84x 0.00x
2025-03-31 0.33x 0.25x 0.53x 1.44x 2.62x
2024-03-31 222.34x 0.06x 0.51x 1.96x 0.48x
2023-03-31 260.65x 0.24x 0.53x 1.39x 3.27x
2022-03-31 20.79x 0.04x 0.57x 2.35x 0.34x
2021-03-31 846.34x 0.05x 0.54x 3.10x 0.30x
2020-03-31 47.14x 1.13x 0.52x -1.02x -23.25x
2019-03-31 4.51x 0.66x 0.41x 2.79x 6.12x
2018-03-31 0.14x 0.33x 0.26x 9.08x 2.23x
2017-03-31 0.62x 0.18x 0.12x 25.86x 1.92x
2016-03-31 156.70x 0.09x 0.04x N/A -3.79x
2015-03-31 24.04x 0.03x 0.01x N/A 0.46x
2014-03-31 N/A 0.00x 0.01x N/A 0.00x
2013-03-31 N/A 0.00x 0.01x N/A 0.00x
2012-03-31 N/A 0.00x 0.01x N/A 0.00x
2011-03-31 N/A 0.00x 0.01x N/A 0.00x
2010-03-31 N/A 0.00x 0.01x N/A 0.00x
2009-03-31 N/A 0.00x 0.01x N/A 0.00x
2008-03-31 N/A 0.00x 0.01x N/A 0.00x
2007-03-31 N/A 0.00x 0.01x 9.31x 0.00x
2006-03-31 1.20x 0.04x 0.30x 5.62x 6.49x
2005-03-31 0.35x 0.07x 0.30x 5.92x 8.39x
2004-03-31 0.66x 0.12x 0.31x 5.04x 13.35x
2003-03-31 0.26x 0.19x 0.31x 5.11x 15.67x
2002-03-31 0.04x 0.06x 0.30x 27.79x 0.54x
2001-03-31 0.02x 0.07x 0.30x -6.81x -2.06x
2000-03-31 28.92x 0.30x 0.40x 3.96x 38.10x
1999-03-31 2.76x 0.00x 0.29x 4.50x 0.00x
1998-03-31 0.53x 0.00x 0.43x 6.65x 0.00x
1997-03-31 0.16x 0.00x 0.30x 4.26x 0.00x
1996-03-31 0.53x 0.00x 0.42x 1.72x 0.00x

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