Stock Fundamentals

Company Information

Company Name
Gladstone Investment Corporation
Sector
Financial Services
Industry
Asset Management
Exchange
NASDAQ
ISIN: US3765461070
CIK: 0001321741
CUSIP: 376546107
Currency: USD
Full Time Employees: 0
Phone: 703-287-5893
Fiscal Year End: March
IPO Date: Jun 23, 2005
Description:

Gladstone Investment Corporation is business development company, specializes in lower middle market, mature stage, buyouts; refinancing existing debt; senior debt securities such as senior loans, senior term loans, lines of credit, and senior notes; senior subordinated debt securities such as senior subordinated loans and senior subordinated notes; junior subordinated debt securities such as subordinated notes and mezzanine loans; limited liability company interests, and warrants or options. The fund does not invest in start-ups. The fund seeks to invest in manufacturing, consumer products and business/consumer services sector. It seeks to invest in small and mid-sized companies based in the United States. The fund prefers to make debt investments between $5 million and $30 million and equity investments between $10 million and $40 million in companies. The fund invests in companies with EBITDA from $4 million to $15 million. It seeks minority equity ownership and prefers to hold a board seat in its portfolio companies. It also prefers to take majority stake in its portfolio companies. The fund typically holds the investments for seven years and exits via sale or recapitalization, initial public offering, or sale to third party.

Address:

1521 Westbranch Drive, McLean, VA, United States, 22102

Directors & Officers

Name Title Year Born
Mr. David John Gladstone Chairman & CEO 1942
Mr. David A. R. Dullum President 1948
Mr. Taylor Ritchie CFO & Treasurer 1990
Mr. Michael Bernard LiCalsi Esq., J.D. Chief Administrative Officer, Co-General Counsel & Co-Secretary 1970
Mr. John Anthony Dellafiora Jr., CPA Chief Compliance Officer NA
Ms. Paula Novara Head of Resources Management & Director 1970
Ms. Erika Highland Senior Managing Director NA
Mr. Christopher J. Lee Senior Managing Director NA
Ms. Jennifer A. Smith Chief Valuation Officer NA
Mr. Daniel Crump Director NA

Institutional Holders

Holder Name Shares Date Reported % Out Value % Change
Melia Wealth LLC 1.13M Dec 31, 2025 2.83% $7.28 -5.87%
Van Eck Associates Corporation 854.73K Sep 30, 2025 2.15% $0.01 2.16%
UBS Group AG 484.85K Sep 30, 2025 1.22% $0.00 89.65%
Morgan Stanley - Brokerage Accounts 317.94K Sep 30, 2025 0.80% $0.00 11.01%
BlackRock Inc 315.60K Sep 30, 2025 0.79% $0.00 25.64%
Marshall Wace Asset Management Ltd 295.34K Sep 30, 2025 0.74% $0.00 885.39%
Legal & General Group PLC 273.75K Dec 31, 2025 0.69% $0.00 23.01%
Outfitter Financial LLC 204.35K Dec 31, 2025 0.51% $2.25 1.21%
LPL Financial Corp 195.76K Sep 30, 2025 0.49% $0.00 4.02%
Two Sigma Investments LLC 190.24K Dec 31, 2025 0.48% $0.00 0.00%
Blair William & Co 164.91K Sep 30, 2025 0.41% $0.01 -2.75%
Davenport & Company LLC 137.86K Dec 31, 2025 0.35% $0.01 1.92%
Cassaday & Co Wealth Management LLC 132.00K Dec 31, 2025 0.33% $0.04 3.13%
Advisors Asset Management 113.83K Sep 30, 2025 0.29% $0.03 -0.90%
Two Sigma Advisers, LLC 111.42K Dec 31, 2025 0.28% $0.00 0.00%
Legacy Capital Wealth Partners, LLC 101.21K Sep 30, 2025 0.25% $0.30 -1.03%
Atlantic Union Bankshares Corp 99.79K Sep 30, 2025 0.25% $0.03 16.56%
PFG Advisors 99.74K Sep 30, 2025 0.25% $0.06 -0.66%
Baird Financial Group, Inc. 90.80K Dec 31, 2025 0.23% $0.00 0.00%
United Advisor Group LLC 70.75K Dec 31, 2025 0.18% $0.12 -9.79%

Shares Statistics

Shares Outstanding: 39.82M
Shares Float: 0.00
% Insiders: 196.80%
% Institutions: 1,750.90%
Short % Float: 4.97%

🏆 Top 10 Institutional Holders

Rank Holder Name Shares Held % of Shares Change Date Reported
1 Melia Wealth LLC 1.13M 2.83% ▼ 5.87% Dec 31, 2025
2 Van Eck Associates Corporation 854.73K 2.15% ▲ 2.16% Sep 30, 2025
3 UBS Group AG 484.85K 1.22% ▲ 89.65% Sep 30, 2025
4 Morgan Stanley - Brokerage Accounts 317.94K 0.80% ▲ 11.01% Sep 30, 2025
5 BlackRock Inc 315.60K 0.79% ▲ 25.64% Sep 30, 2025
6 Marshall Wace Asset Management Ltd 295.34K 0.74% ▲ 885.39% Sep 30, 2025
7 Legal & General Group PLC 273.75K 0.69% ▲ 23.01% Dec 31, 2025
8 Outfitter Financial LLC 204.35K 0.51% ▲ 1.21% Dec 31, 2025
9 LPL Financial Corp 195.76K 0.49% ▲ 4.02% Sep 30, 2025
10 Two Sigma Investments LLC 190.24K 0.48% ▲ 0.00% Dec 31, 2025

Valuation Metrics

Enterprise Value: $1.12B
Trailing P/E: 4.33
Forward P/E: 14.41

Financial Highlights

Market Cap: $545.16M
P/E Ratio: $4.33
PEG Ratio: $5.46
Book Value: $14.95
Dividend/Share: $0.96
Dividend Yield: 6.84%
Earnings/Share: $3.16
Profit Margin: 118.55%
Operating Margin: 15.79%
ROA (TTM): 2.93%
ROE (TTM): 22.16%
Revenue (TTM): $101.43M
Revenue/Share (TTM): $2.67
Earnings Growth (YOY): 58.50%
Revenue Growth (YOY): 17.30%

Stock Price History

1 Year Price History

2 Years Price History

5 Years Price History

10 Years Price History

Download Financials (Excel)

Financial Charts

Revenue & Net Income (Yearly)

Revenue & Net Income (Quarterly)

Operating Expenses (Yearly)

Operating Expenses (Quarterly)

Balance Sheet (Yearly)

Balance Sheet (Quarterly)

Assets Breakdown (Yearly)

Assets Breakdown (Quarterly)

Liabilities Breakdown (Yearly)

Liabilities Breakdown (Quarterly)

Earnings Per Share (EPS) History

Financial Ratios (Yearly)

Financial Ratios (Quarterly)

Earnings History

Balance Sheet (Yearly)

Financial Ratios

Date Current Ratio Debt/Equity Debt/Assets Interest Coverage Debt/EBITDA
2025-03-31 3.69x 0.91x 0.50x 2.31x 6.98x
2024-03-31 3.22x 0.67x 0.47x 3.54x 3.88x
2023-03-31 0.02x 1.25x 0.43x 3.24x 10.70x
2022-03-31 7.91x 0.57x 0.40x 9.07x 5.87x
2021-03-31 0.43x 0.32x 0.41x 10.09x 4.01x
2020-03-31 5.71x 0.50x 0.36x 0.76x 60.63x
2019-03-31 6.50x 0.46x 0.36x 13.27x 2.27x
2018-03-31 0.84x 1.40x 0.42x 15.04x 8.11x
2017-03-31 1.15x 1.39x 0.42x 12.64x 9.35x
2016-03-31 1.32x 1.57x 0.45x 6.98x 15.07x
2015-03-31 1.42x 1.50x 0.43x 14.19x 8.10x
2014-03-31 11.35x 0.51x 0.33x -0.64x -115.04x
2013-03-31 83.15x 0.56x 0.37x 15.33x 7.45x
2012-03-31 1.28x 0.56x 0.36x 28.60x 5.28x
2011-03-31 2.14x 0.20x 0.18x 23.82x 2.43x
2010-03-31 0.87x 0.53x 0.35x -5.58x -9.29x
2009-03-31 0.11x 0.51x 0.34x -2.14x 13.10x
2008-03-31 0.11x 1.40x 0.41x -0.12x 26.67x
2007-03-31 0.52x 0.90x 0.31x 11.96x 17.55x
2006-03-31 209.16x 0.00x 0.00x N/A 0.00x

Insider Trading

Date Insider Name Title Transaction Type Shares Price Value
Nov 06, 2023 Rachael Z Easton N/A Purchase 650.00 $14.67 $9.54K
Aug 07, 2023 David A R Dullum N/A Purchase 5.00K $13.39 $66.95K
Mar 16, 2023 Rachael Z Easton N/A Purchase 375.00 $13.12 $4.92K
Mar 14, 2023 David A R Dullum N/A Purchase 3.00K $12.84 $38.52K

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